Investor Charter
Your rights and our responsibilities as your investment advisor
SEBI Registered Research Analyst
Valid Until: 2030
Type: Individual Research Analyst
Contact: info@sadharesearch.com
Phone: +91 9876543210
Preamble
This Investor Charter sets out the rights and responsibilities of investors/clients and Sadha Research as a SEBI registered research analyst. This charter aims to ensure transparency, fairness, and professionalism in all our interactions with investors.
Vision & Mission
🎯 Our Vision
To be a trusted partner in your investment journey, providing research-backed insights that help you make informed financial decisions while maintaining the highest standards of integrity and compliance.
🚀 Our Mission
To democratize access to professional stock market research and provide retail investors with institutional-quality investment insights that enable informed decision-making and financial success.
Your Rights as an Investor
Right to Fair Treatment
You have the right to be treated fairly and without discrimination based on race, gender, religion, or financial status.
Right to Transparency
You have the right to receive clear, accurate, and timely information about our services, fees, and potential conflicts of interest.
Right to Suitability
You have the right to receive investment advice that is suitable to your risk profile, investment objectives, and financial situation.
Right to Privacy
Your personal and financial information will be kept confidential and used only for legitimate business purposes as per our privacy policy.
Right to Grievance Redressal
You have the right to lodge complaints and have them addressed promptly through our grievance redressal mechanism.
Right to Exit
You have the right to terminate our services at any time as per the terms and conditions of your service agreement.
Your Responsibilities as an Investor
Provide Accurate Information
Provide complete, accurate, and up-to-date information about your financial situation, investment objectives, and risk tolerance.
Understand the Risks
Understand that all investments carry risks and past performance is not indicative of future results.
Make Informed Decisions
Conduct your own due diligence and make investment decisions based on your own judgment and research.
Monitor Your Investments
Regularly monitor your investment portfolio and stay informed about market developments affecting your investments.
Comply with Regulations
Ensure compliance with all applicable laws, regulations, and tax obligations related to your investments.
Report Changes
Promptly inform us of any changes in your financial situation, investment objectives, or risk tolerance.
Our Commitment to You
🤝 Our Service Standards
Timeliness: Prompt delivery of recommendations
Accessibility: Clear, understandable communication
Compliance: Adherence to all regulatory requirements
Integrity: Honest and ethical business practices
Professional Standards
- Maintain professional competence through continuous education and training
- Provide research and recommendations based on thorough analysis
- Disclose all material conflicts of interest
- Maintain confidentiality of client information
- Comply with all SEBI regulations and guidelines
- Update recommendations based on changing market conditions
Service Details
What We Provide
📊 Research Services
- • Equity research and recommendations
- • Market analysis and insights
- • Sector and stock reports
- • Technical and fundamental analysis
🎯 Advisory Services
- • Investment recommendations
- • Portfolio guidance
- • Risk assessment
- • Market timing advice
What We Do NOT Provide
- Portfolio management services (we do not handle client funds)
- Guaranteed returns or assured profits
- Execution of trades on your behalf
- Tax advice or legal counsel
- Insurance or other financial products
- Margin funding or lending services
Fee Structure & Transparency
Our Fee Policy
- • All fees are clearly disclosed before service commencement
- • No hidden charges or surprise fees
- • GST is applicable as per government regulations
- • Fee structure is available on our website and service agreements
- • We do not receive any commission from third parties for recommendations
Risk Disclosure
⚠️ Important Risk Warnings
- • All investments in securities markets are subject to market risks
- • Past performance is not indicative of future results
- • Investment values can go up or down
- • You may lose some or all of your invested capital
- • High volatility can result in substantial losses over short periods
- • Derivative instruments carry additional risks
Grievance Redressal
We are committed to addressing your concerns promptly and fairly:
Internal Redressal
Grievance Officer: Aditya Mishra
Email: grievances@sadharesearch.com
Phone: +91 9876543210
Resolution Time: 7-10 business days
External Escalation
SEBI SCORES: scores.sebi.gov.in
Investor Helpline: 1800-22-7575
Email: sebi@sebi.gov.in
Arbitration: Available for eligible disputes
Regulatory Framework
Our services are governed by:
- SEBI (Research Analysts) Regulations, 2014
- SEBI (Prohibition of Insider Trading) Regulations, 2015
- SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003
- Companies Act, 2013 and related rules
- Income Tax Act, 1961 (for tax implications)
Contact Information
Registered Office
Ground Floor
BMR Layout, 2nd Phase
Lake View Apartment, Medaha
BANGALORE, KARNATAKA, 560049
Communication
Email: info@sadharesearch.com
Phone: +91 9876543210
Website: www.sadharesearch.com
Business Hours: Monday-Friday, 9:15 AM - 3:30 PM IST
Charter Acknowledgment
By availing our services, you acknowledge that you have read, understood, and accept this Investor Charter. This charter is effective from January 1, 2024, and may be updated periodically to reflect regulatory changes or service improvements.